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Stock Exchange

Strategies for Individuals

Products and Services

Financial Planning & Wealth Management

Executive Benefit & Deferred Comp Planning

Business Succession Planning

Employee Benefit Plans, Pensions & 401(k) Implementation

Financial Planning & Asset Management

Financial Planning & Asset Management

Fixed Income Investments

Mutual Funds (income-oriented)

Unit Investment Trust (income-oriented)

Municipal and Government Bonds

Money Markets

Certificates of Deposit

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Investments & Advisory

Clients have access to a broad array of brokerage and advisory accounts, such as the Strategic Asset Management (SAM) account, Manager Select, Personal Wealth Portfolios, and Optimum Market Portfolios

Disability & Long-Term

Care Insurance

Individual Disability Income

Individual Long-Term Care

Equity Investments

Mutual Funds (growth-oriented)

Large Cap Growth/Value Funds

Small/Mid Cap Growth/Value Funds

International Equity Funds

Asset Allocation Funds

Sector Funds

Unit Investment Trusts (growth-oriented)

Publicly Traded Stocks

Life Insurance

Annual Renewable Term

Level Term - 10-, 15-, and 20-Year

Whole Life

Universal Life

Variable Universal Life

Survivorship Variable Universal Life

Survivorship Universal Life

Financial Planning**

Non-Fee Needs Analysis

Personal Financial Plans

Focused Needs Plans

Personal Financial Plans

Estate Planning

Retirement & Education

Traditional and Roth IRA

Coverdell Education Savings Account

529 Plans

Annuities

Fixed (single, flexible, & immediate)

Variable Annuities (immediate & flexible)

Group Annuities

(qualified retirement plans)

Equity Indexed Annuities

Estate Planning & Wealth Preservation Strategies

Risk Management

Wealth Accumulation & Retirement Planning

Employee Financial Planning and Seminars

Strategy Implementation

All Investment Advisory Services are provided by Waterloo Capital d/b/a Lighthouse Financial, an SEC Registered Investment Adviser. Registration with the SEC does not imply a certain level of skill or expertise. Lighthouse Financial is not affiliated with Waterloo Capital. Additional information about Waterloo Capital d/b/a Lighthouse Financial, is available in its current disclosure documents, Form ADV Part 1A, Form ADV Part 2A Brochure, and Client Relationship Summary, which are accessible online via the SEC’s investment Adviser Public Disclosure (IAPD) database at www.adviserinfo.sec.gov. Waterloo Capital does not offer or provide legal or tax advice. Please consult your attorney and/or tax advisor for such services.

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Privacy Policy

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Client Relationship Summary

© 2022 by Lighthouse Financial. Check the background of this investment professional on FINRA's BrokerCheck: http://brokercheck.finra.org/

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